Source: https://tendernation.io/opportunities/01a13c8c-79c6-7176-9c50-9f146ec71cc5/ten-2122-022-compliance-services closed GB open procedure Suitable for SMEs # TEN-2122-022 Compliance Services [National Employment Savings Trust (NEST)](https://tendernation.io/buyers/national-employment-savings-trust-nest) Estimated value £140,000 Published 6 Jan 2022 Deadline Closed 9 Feb 2022 ## Who can bid - Buyer says suitable for SMEs The buyer ticked “suitable for SMEs” on the notice. Anyone can still bid. - Open procedure Anyone can submit a full tender; there is no shortlisting stage. [More contracts for small businesses and VCSEs](https://tendernation.io/opportunities/for-small-businesses) ## About this tender Nest has an ongoing requirement for the provision of compliance services to its FCA-regulated subsidiary, Nest Invest Ltd. Under this procurement we intend to appoint a supplier to provide Nest Invest with these services, for a duration of three years. The supplier who is appointed will support Nest Invest to ensure that the organisation is: - discharging all its regulatory obligations to the FCA in a systematic and compliant manner - effectively managing its day-to-day relationship with the FCA and preserving our good reputation with the organisation - delivering good-quality training to its staff, as and when required - supporting the development and delivery of running and operating a thorough and comprehensive compliance monitoring plan - maintaining a suite of compliance procedures and documentation that is accurate and up-to-date - advised on current and future regulatory requirements including permissions, fees, and other aspects of the FCA requirements. Our requirement for Compliance Services can be divided into four specific areas. 1 - general compliance-related services for Nest Invest, principally covering the provision of general support, guidance and advice on a range of topics, including but not limited to formal and informal regulatory enquiries; the impact and effect of proposed or actual regulatory changes; the stipulations articulated in the FCA Handbook; as well as support on the preparation and submission of filings with the FCA. 2 - compliance monitoring, which covers advising on, designing and executing an appropriate compliance monitoring plan and documentation for Nest Invest, with reference to the existing FCA compliance programme. For more information see Area 2, Section 3 below. 3 - the provision of support to Nest Invest, in the event that they are subjected to an FCA examination procedure. 4 - education and training for Nest Invest's management and operational teams. Read full description ## CPV classification Financial consultancy, financial transaction processing and clearing-house services Source Contracts Finder (UK) [View official notice](https://www.contractsfinder.service.gov.uk/notice/ed84eae1-3ccf-486c-9afb-77ab87717b11) Never miss a tender like this again Get AI summaries, deadline alerts and a bid pipeline for tenders matched to your business. Free to start. [Track tenders free](https://tendernation.io/register) [Buyer profile National Employment Savings Trust (NEST): past awards and live tenders](https://tendernation.io/buyers/national-employment-savings-trust-nest) [Sector More Financial & insurance services tenders](https://tendernation.io/sectors/financial-insurance-services) ## More tenders like this [Insurance services – Kompleksowe ubezpieczenie grupy zakupowej Gminy Piekary Śląskie oraz jednostek organizacyjnych i spółek · Gmina Piekary Śląskie · 28 days left · 16 Nov 2026](https://tendernation.io/opportunities/01a156a9-6402-72d2-9d6a-78ee51b8e46e/poland-insurance-services-kompleksowe-ubezpieczenie-grupy-zakupowej-gminy-pi) [Motor vehicle insurance services – Renouvellement des marchés d'assurance · Communauté de communes Piège Lauragais Malepère · 30 days left · 18 Nov 2026](https://tendernation.io/opportunities/01a156a9-6511-7185-8e56-abccc243fdb9/france-motor-vehicle-insurance-services-renouvellement-des-marches-dassuran) [Liability insurance services – Prestation d'assurance pour les besoins de la Communauté de Communes Des Savanes 2027-2030 · Communauté des communes des Savanes (973) · 32 days left · 20 Nov 2026](https://tendernation.io/opportunities/01a156a9-6375-70c6-83f3-2673aade0342/france-liability-insurance-services-prestation-dassurance-pour-les-besoins) [Damage or loss insurance services – 2026/026 Assurance des dommages aux biens et risques annexes pour la commune de VERNON · Ville de VERNON · 14 days left · 2 Nov 2026](https://tendernation.io/opportunities/01a156a9-63a7-73f9-a14f-cbcb585b2872/france-damage-or-loss-insurance-services-2026026-assurance-des-dommages-aux) [Treasury services – GARA europea a procedura aperta PER l’appalto DI gestione del servizio DI tesoreria comunale PER IL periodo 01 01 2027 – 31 12 2029 · COMUNE DI PISTOIA - Servizio Finanziario e Controllo Aziende Partecipate · 22 days left · 10 Nov 2026](https://tendernation.io/opportunities/01a156a9-64f7-7056-8627-bc31269cc45e/italy-treasury-services-gara-europea-a-procedura-aperta-per-lappalto-di-ges) [Credit granting services – „Udzielenie kredytu długoterminowego na pokrycie planowanego deficytu budżetu Gminy Zawichost w 2026 roku oraz na spłatę wcześniej zaciągniętych zobowiązań z tytułu kredytów i pożyczek” – powt. · Gmina Zawichost · 31 days left · 19 Nov 2026](https://tendernation.io/opportunities/01a156a9-6780-7257-8366-f41b357a25f9/poland-credit-granting-services-udzielenie-kredytu-dlugoterminowego-na-pokr)